SC
Steven E. Culbertson
Some features on this profile are disabled
CRD#: 1534733
SC
Professional summary
Steven Edward Culbertson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Steven is a previously registered financial advisor and started their career in finance in 1986. Prior to being barred, Steven had worked at 13 firms, which includes INVESTMENT PROFESSIONALS INC., CFD INVESTMENTS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., MIDAMERICA FINANCIAL SERVICES INC., WORLD SECURITIES INC., BTS ASSET MANAGEMENT INC., AFS EQUITIES INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., FSC SECURITIES CORPORATION, MARKETING ONE SECURITIES INC., INVESTACORP INC., AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Steve Culbertson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 30, 2006 - July 26, 2007
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
MERIDIAN, MS
Past
August 11, 2005 - July 3, 2006
CFD INVESTMENTS, INC.
BD
CRD#: 25427
VICKSBURG, MS
Past
February 20, 2003 - August 18, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 20, 2003 - August 18, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
August 27, 2001 - February 24, 2003
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
JOPLIN, MO
Past
April 4, 2001 - August 30, 2001
WORLD SECURITIES, INC.
BD
CRD#: 39431
JOPLIN, MO
Past
March 12, 1998 - December 31, 2002
BTS ASSET MANAGEMENT, INC.
RIA
CRD#: 105215
VESTAVIA HILLS, AL
Past
January 3, 1994 - April 2, 2001
AFS EQUITIES, INC.
BD
CRD#: 35464
BIRMINGHAM, AL
Past
December 9, 1991 - May 4, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
September 17, 1991 - December 18, 1991
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
May 1, 1989 - September 18, 1991
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
BIRMINGHAM, AL
Past
October 13, 1987 - May 4, 1989
MARKETING ONE SECURITIES, INC.
BD
CRD#: 16611
PORTLAND, OR
Past
July 17, 1987 - October 19, 1987
INVESTACORP, INC.
BD
CRD#: 7684
Past
July 28, 1986 - September 1, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 10/3/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Current Firm
IP
INVESTMENT PROFESSIONALS, INC.
ACCESS INVESTMENT SERVICES | TNB FINANCIAL SERVICES | TEXAS COUNTRY INVESTMENT PROFESSIONALS | TCB INVESTMENT PROFESSIONALS | SUSSEX INVESTMENT SERVICES | STATEWIDE INVESTMENT PROFESSIONALS | SSB INVESTMENT PROFESSIONALS | SOUTHERN INVESTMENT PROFESSIONALS | SOUTHERN FINANCIAL SERVICES | SMB INVESTMENT PROFESSIONALS | SECURITY FINANCIAL GROUP | SEAWAY FINANCIAL SERVICES | SCHERTZ FINANCIAL SERVICES | SAIDIS ASSET MANAGEMENT | S&T FINANCIAL SERVICES | RIO INVESTMENT PROFESSIONALS, INC. | RIO INVESTMENT PROFESSIONALS | RELIANCE INVESTMENT PROFESSIONALS | RCB FINANCIAL SERVICES | QUEENSBOROUGH INVESTMENT PROFESSIONALS | QNB FINANCIAL SERVICES | PRUITT WEALTH AND ADVISORY SOLUTIONS, LLC | PREMIER INVESTMENT SERVICES | PLAZA INVESTMENT SERVICES | PLATINUM ON WALL STREET | PEOPLES INVESTMENT PROFESSIONALS | PBA INVESTMENT SERVICES | OSWEGO COMMUNITY INVESTMENT SERVICES | NORTHWEST COMMUNITY INVESTMENT SERVICES | NORTHSTAR INVESTMENT PROFESSIONALS | NORTH VALLEY INVESTMENT PROFESSIONALS | NORTH COMMUNITY INVESTMENT SERVICES | MUTUAL INVESTMENT PROFESSIONALS | MOUNTAIN VALLEY INVESTMENT SERVICES | MOODY INVESTMENTS | MONTICELLO WEALTH MANAGEMENT | METROPOLITAN INVESTMENT SERVICES | METROPOLITAN INVESTMENT PROFESSIONALS | MARTHA'S VINEYARD SECURITIES | MARQUIS INVESTEMENT SERVICES | LONE STAR TRUST & INVESTMENTS | LONE STAR INVESTMENT PROFESSIONALS | LNB COMMUNITY INVESTMENT PROFESSIONALS | LINTON FINANCIAL, LLC | LIBERTY INVESTMENT PROFESSIONALS | LEGACY INVESTMENT PROFESSIONALS | IPI TRUST SERVICES | IPI LIFE & ANNUITY | IPI ADVICE & PLANNING SERVICES | IPI | INVESTMENT SERVICES AT KENTUCKY BANK | INVESTMENT PROFESSIONALS, INC. | INVESTMENT CENTRE AT EASTERN BANK | INDEPENDENCE FINACIAL SERVICES | HUNTINGDON VALLEY INVESTMENT PROFESSIONALS | HOME FINANCIAL SERVICES | HILLTOP INVESTMENT PROFESSIONALS | HIGH COUNTRY INVESTMENT PROFESSIONALS | HERITAGE INVESTMENT PROFESSIONALS | HCSB INVESTMENT PROFESSIONALS | HCB INVESTMENT CENTER | GREAT PLAINS INVESTMENT PROFESSIONALS | GBT INVESTMENT PROFESSIONALS | FSB WEALTH MANAGEMENT | FRONTIER INVESTMENT PROFESSIONALS | FRANKEWING INVESTMENT PROFESSIONALS | FNBC FIRST INVESTMENT PROFESSIONALS | FIRST STATE INVESTMENT PROFESSIONALS | FIRST NATIONAL INVESTMENT PROFESSIONALS OF HOPE | FIRST NATIONAL INVESTMENT PROFESSIONALS | FIRST INVESTMENT SERVICES | FIRST INVESTMENT PROFESSIONALS | FIRST FARMERS INVESTMENT SERVICES | FIRST COMMERCIAL INVESTMENT SERVICES | FIRST CLASS AMERCIAN INVESTMENT SERVICES | FIRST BRECKINRIDGE INVESTMENTS | FIRST ARKANSAS INVESTMENT PROFESSIONALS | FARMERS INVESTMENT PROFESSIONALS | FARMERS AND MERCHANTS INVESTMENT PROFESSIONALS | EVANS AND ASSOCIATES | EMP GROUP | EDGARTOWN INVESTMENT PROFESSIONALS | EDENS INVESTMENT SERVICES | ECLIPSE FINANCIAL GROUP | EASTERN MICHIGAN INVESTMENT SERVICES | EAST BOSTON INVESTMENT SERVICES | DSA FINANCIAL GROUP | DESTINY FINANCIAL | CUSTOMERS INVESTMENT SERVICES | CURRITUCK INVESTMENT PROFESSIONALS | CSB INVESTMENT SERVICES | CORNERSTONE INVESTMENT PROFESSIONALS | COMMUNITY INVESTMENT PROFESSIONALS | COMMUNITY FINANCIAL PLANNING | COMMUNITY BANK OF DUPAGE INVESTMENT SERVICES | COMMERCIAL INVESTMENT PROFESSIONALS | COMMERCE PROFESSIONALS INVESTMENT | COMMERCE INVESTMENT PROFESSIONALS | COBLE WEALTH MANAGEMENT | CNB FINANCIAL SERVICES | CLINTON INVESTMENT SERVICES | CLEAR MOUNTAIN INVESTMENTS | CITIZENS COMMUNITY INVESTMENT SERVICES | CHICAGO COMMUNITY INVESTMENT SERVICES | CENTRAL INVESTMENT SERVICES | CENTENNIAL FINANCIAL SERVICES | CAWTHORNE FINANCIAL GROUP | CASHMERE VALLEY WEALTH MANAGEMENT | CAROLINA PREMIER INVESTMENTS | CARLISLE & GUTHRIE WEALTH MANAGEMENT | CANYON INVESTMENT PROFESSIONALS | BRENHAM INVESTMENT PROFESSIONALS | BRANSON INVESTMENT PROFESSIONALS | BLUEGRASS INVESTMENT PROFESSIONALS | BLUE WATER FINANCIAL SERVICES | BALLY FINANCIAL | BADGER INVESTMENT PROFESSIONALS | B.O.M. FINANCIAL SERVICES | AVENUE INVESTMENT PROFESSIONALS | AUB INVESTMENT PROFESSIONALS | ARCHER INVESTMENT SERVICES | ANCORA WEALTH MANAGEMENT | AMERICAN INVESTMENT PROFESSIONALS | AMERICAN DREAM INVESTMENTS | ALLEGIANCE COMMUNITY INVESTMENT SERVICES...
CRD#: 30184 / SEC#: 801-67704, 8-44786
BD
Terminated by SEC on 12/01/2018
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Contact information
Main Address
16414 San Pedro Avenue Suite 300, San Antonio, TX 78232
Mailing Address
Phone number
Established
Texas since 03/16/1992
Firm type
Corporation
Fiscal year end
December
# of Employees
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
