Duane J. Francis
Professional summary
Duane Joseph Francis is a registered financial advisor currently at FRANCIS CAPITAL MANAGEMENT, INC. located in Flower Mound, Texas.
Duane is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Duane has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Duane Joseph Francis's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2006 - Present
FRANCIS CAPITAL MANAGEMENT, INC.
November 22, 1992 - March 16, 2000
JMC SECURITIES, INC.
March 19, 1987 - April 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 16, 1986 - March 27, 1987
LOWRY FINANCIAL SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/6/2006)
(4/20/2006)
Exams
Current Firm
FRANCIS CAPITAL MANAGEMENT, INC.
CRD#: 134402 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 30,135,717 |
Red Flags
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