Jonathan W. Lopez

CONCORD WEALTH PARTNERS

ABINGDON, VA 24210

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CRD#: 1534582

Professional summary

Jonathan Wade Lopez, CFP®, who also goes by Wade Lopez, is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Abingdon, Virginia.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jonathan has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wade Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LOPEZ WEALTH MANAGEMENT GROUP, LLC - HOLDING COMPANY FOR AFFILIATES, PRESIDENT: LOPEZ WEALTH INSURANCE SERVICES, PRESIDENT - NON-SECURITIES INSURANCE ACTIVITY: LOPEZ WEALTH MANAGEMENT LLC, RIA, PRESIDENT: LOPEZ WEALTH DIRECT BROKERAGE, LLC, PRESIDENT. LOPEZ WEALTH DIRECT BROKERAGE IS A 70% OWNER OF HODGES BEND ADVISOR, LLC WHICH IS AN ADVISOR TO A POOLED INVESTMENT VEHICLE, VISTA AT HODGES BEND, LLC. HALO MARKETING AND MANAGEMENT INC - REAL ESTATE, PRESIDENT : HIGHLANDS MOTORSPORTS INC - REAL ESTATE, PRESIDENT: GERSON LERHMAN GROUP- CONSULTANT: UNIVERSAL INVESTMENT CO INC - REAL ESTATE, PRESIDENT: FINANCIAL LEADERSHIP COUNCIL 955 W MAIN ST, ABINGDON, VA 24210 - PROFESSIONAL STUDY GROUP, TREASURER, APPROX 5 HRS PER MONTH, START 02/2009: DUNHAM ADVISORY BOARD, MEMBER PO BOX 910309 SAN DIEGO, CA 92191, START 02/2010: APPROX 1-2 HRS/MONTH, NO COMPENSATION RECEIVED, NOT A CONTROL PERSON.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Lopez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

April 26, 2004 - Present

CONCORD WEALTH PARTNERS

Office #1: 955 West Main St., Abingdon, VA 24210

RIA

CRD#: 118643

ABINGDON, VA

Past

November 13, 2012 - November 8, 2019

CONCORD WEALTH BROKERAGE, INC.

CRD#: 24999

ABINGDON, VA

Past

November 10, 2008 - August 28, 2012

DEWAAY FINANCIAL NETWORK, LLC

CRD#: 30767

ABINGDON, VA

Past

January 15, 2002 - November 11, 2008

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ABINGDON, VA

Past

October 14, 1999 - January 30, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 29, 1987 - January 30, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 24, 1986 - March 20, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCORD WEALTH PARTNERS

CRD#: 118643 / SEC#: 801-79249

RIA

Registered Investment Advisory firm - (3/5/2014 Approved)

Florida

Registered Investment Advisory firm - (6/6/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

Virginia

Registered Investment Advisory firm - (3/10/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/6/2012)

IAR

Virginia
(4/26/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/11/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/28/2012

General Securities Principal Examination

Current Firm

CONCORD WEALTH PARTNERS

CRD#: 118643 / SEC#: 801-79249

RIA

Registered Investment Advisory firm - (3/5/2014 Approved)

Florida

Registered Investment Advisory firm - (6/6/2013 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2013 Terminated)

Tennessee

Registered Investment Advisory firm - (4/6/2014 Terminated)

Texas

Registered Investment Advisory firm - (3/7/2014 Terminated)

Virginia

Registered Investment Advisory firm - (3/10/2014 Terminated)

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Contact information

Main Address

955 West Main Street, Abingdon, VA 24210-2427

Mailing Address

Phone number

(276) 628-5910

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (5/30/2025)

Regulatory assets under management

Total Number of Accounts	3,264
AUM (Assets Under Management)	$ 945,957,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan W. Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Wade Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCORD WEALTH BROKERAGE, INC.

DEWAAY FINANCIAL NETWORK, LLC

GROVE POINT INVESTMENTS, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CONCORD WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 7/11/1986

SIE

Date: 10/1/2018

Series 7

Date: 7/10/1995

Series 6

Date: 7/23/1986

Series 24

Date: 12/28/2012

Current Firm

CONCORD WEALTH PARTNERS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCORD WEALTH PARTNERS

TRUST BUT VERIFY

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