Jonathan Wade Lopez
CFP®Professional Summary
Jonathan Wade Lopez, CFP®, who also goes by Wade Lopez, is a registered financial advisor currently at CONCORD WEALTH PARTNERS located in Abingdon, Virginia. Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jonathan has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Wade Lopez
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
Contact Information
Main Address
955 West Main Street, Abingdon, VA 24210-2427Phone Number
(276) 628-5910# of Employees
20SEC notice filing (25 States and Territories)
Registered to provide investment advisory services in 25 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,273AUM (Assets Under Management)
$1,069,864,356Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAVENESS WEALTH ADVISORY, LLC | THE FINANCIAL STRATEGIES GROUP | LOPEZ WEALTH MANAGEMENT, LLC | LOPEZ & ASSOCIATES LLC | DABAREINER WEALTH MANAGEMENT GROUP | CONCORD WEALTH PARTNERS
State Registrations and Notice Filings
(7/6/2012)
(4/26/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1986About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Wade Lopez's CRS (Customer Relationship Summary).
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