Kelly R. Cordes
Professional summary
Kelly Ray Cordes is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Dewey, Arizona.
Kelly is registered as a RR (Registered Representative) and started their career in finance in 1986. Kelly has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelly Ray Cordes's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2012 - Present
FORTUNE FINANCIAL SERVICES, INC.
December 8, 2006 - July 6, 2012
VOYA FINANCIAL ADVISORS, INC.
January 30, 2004 - December 8, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
October 1, 2002 - December 31, 2003
AMERICAN GENERAL SECURITIES INCORPORATED
August 7, 1986 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2012)
(1/2/2013)
(1/3/2024)
Exams
FINRA
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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