AB
Anthony J. Bonanno
THE WELLINGTON GRP LLC
INDIANAPOLIS, IN 46240
Some features on this profile are disabled
CRD#: 1534308
AB
Professional summary
Anthony J Bonanno, who also goes by Anthony Joseph Bonanno, is a registered financial advisor currently at THE WELLINGTON GRP LLC located in Indianapolis, Indiana and WELLINGTON WEALTH STRATEGIES, LLC located in Indianapolis, Indiana.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Anthony has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anthony Joseph Bonanno
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAPCG (National Advisors Private Client Group), Start: 01/01/2004, Address: 800 Westchester Avenue, N-409 Rye Brook, NY 10573, Hrs per month - Tot/Bus: 3/2, Not Investment Related, 2. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance agency. Agent. 9/2023. 80 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 3. The Wellington Group LLC. I am the sole owner of the LLC, Start: 01/01/1996, Address: 9000 Keystone Crossing #400 Indianapolis, IN 46240, 160 bus hrs per month, Investment related, 4. NAPCG VENTURS LLC- Established LLC to hold private investment of Pendella. Start: 01/23/2022, Address: 3625 E. 96th St. Indianapolis Indiana 46240, 1 total hours per month 1 during securities trading hours, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Anthony J Bonanno's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2024 - Present
THE WELLINGTON GRP LLC
Office #1: 9000 Keystone Crossing Suite 400, Indianapolis, IN 46240RIA
CRD#: 332803
INDIANAPOLIS, IN
Current
January 2, 2025 - Present
WELLINGTON WEALTH STRATEGIES, LLC
Office #1: 9000 Keystone Crossing Suite 400, Indianapolis, IN 46240RIA
CRD#: 306298
INDIANAPOLIS, IN
Past
October 12, 2023 - November 2, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Indianapolis, IN
Past
September 1, 2023 - December 31, 2024
WELLINGTON WEALTH STRATEGIES, LLC
RIA
CRD#: 306298
Indianapolis, IN
Past
May 3, 1999 - September 11, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
INDIANAPOLIS, IN
Past
May 3, 1999 - September 11, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
INDIANAPOLIS, IN
Past
January 20, 1999 - December 31, 2006
ITS ASSET MANAGEMENT, L.P.
RIA
CRD#: 106977
INDIANAPOLIS, IN
Past
October 3, 1988 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
July 30, 1986 - August 30, 1988
EQUITY SERVICES, INC.
BD
CRD#: 265
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WELLINGTON WEALTH STRATEGIES, LLC
TRUSTWEALTH STRATEGIES | WELLINGTON WEALTH STRATEGIES, LLC | TRUSTWEALTH STRATEGIES, LLC
CRD#: 306298 / SEC#: 801-128328
RIA
Registered Investment Advisory firm - (7/13/2023 Approved)California
Registered Investment Advisory firm - (8/26/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/27/2023 Terminated)Indiana
Registered Investment Advisory firm - (8/7/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/31/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Texas
Registered Investment Advisory firm - (7/27/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/17/2024)
IAR
Texas(6/26/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WELLINGTON WEALTH STRATEGIES, LLC
TRUSTWEALTH STRATEGIES | WELLINGTON WEALTH STRATEGIES, LLC | TRUSTWEALTH STRATEGIES, LLC
CRD#: 306298 / SEC#: 801-128328
RIA
Registered Investment Advisory firm - (7/13/2023 Approved)California
Registered Investment Advisory firm - (8/26/2023 Terminated)Illinois
Registered Investment Advisory firm - (7/27/2023 Terminated)Indiana
Registered Investment Advisory firm - (8/7/2023 Terminated)Louisiana
Registered Investment Advisory firm - (7/31/2023 Terminated)Michigan
Registered Investment Advisory firm - (8/9/2023 Terminated)Texas
Registered Investment Advisory firm - (7/27/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9000 Keystone Crossing Suite 400, Indianapolis, IN 46240
Mailing Address
Phone number
(317) 789-8800
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 576 |
| AUM (Assets Under Management) | $ 145,594,172 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
