Lester H. Krone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Herman Krone, who also goes by Lester H Krone, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1992. Lester had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2019 - October 12, 2021
JAVCAP SECURITIES LLC
May 1, 2009 - January 3, 2019
STERN BROTHERS & CO.
October 28, 2008 - April 29, 2009
JESUP & LAMONT SECURITIES CORP
October 1, 2007 - July 14, 2008
WELLS FARGO SECURITIES, LLC
February 27, 1992 - October 1, 2007
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 8/3/1992
Corporate Securities Limited Representative ExaminationCurrent Firm
JAVCAP SECURITIES LLC
CRD#: 142174 / SEC#: , 8-67435
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
