Darwin C. Klinetob
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darwin Christopher Klinetob, CFP®, who also goes by Chris Klinetob, D. C. Klinetob, D. Christopher Klinetob, Darwin Christopher Klinetob, Darwin ("chris") Christopher Klinetob, was a registered financial professional .
Darwin is a previously registered financial professional and started their career in finance in 1986. Darwin had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2019 - February 10, 2020
LIFESTYLE ASSET MANAGEMENT, INC.
July 19, 2017 - December 31, 2018
KOVACK SECURITIES INC.
July 14, 2017 - December 31, 2018
KOVACK ADVISORS, INC.
January 30, 2013 - September 1, 2015
CHARLES SCHWAB & CO., INC.
January 30, 2013 - September 1, 2015
CHARLES SCHWAB & CO., INC.
May 4, 2012 - September 28, 2012
NEW ENGLAND SECURITIES
February 14, 2012 - September 28, 2012
NEW ENGLAND SECURITIES
September 27, 2011 - November 7, 2011
DBA STONE WEALTH MANAGEMENT
September 9, 2009 - August 3, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
September 9, 2009 - August 3, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
January 29, 2003 - September 15, 2009
VALIC FINANCIAL ADVISORS, INC.
January 29, 2003 - September 15, 2009
VALIC FINANCIAL ADVISORS, INC.
February 8, 2000 - May 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 12, 2000 - May 9, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 14, 1990 - June 28, 1999
FIDELITY BROKERAGE SERVICES LLC
December 10, 1986 - April 16, 1990
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450 / SEC#: 801-116746
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450 / SEC#: 801-116746
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 399,218,297 |
Red Flags
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