James J. Feist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Joseph Feist, who also goes by Jim Feist, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1986. James had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2013 - July 2, 2014
LARSON FINANCIAL SECURITIES, LLC
September 9, 2013 - July 2, 2014
LARSON FINANCIAL GROUP, LLC
August 25, 2003 - August 13, 2012
NEXT FINANCIAL GROUP, INC.
August 21, 2003 - August 13, 2012
NEXT FINANCIAL GROUP, INC.
August 22, 2001 - September 3, 2003
SPELMAN & CO., INC.
July 26, 2001 - September 3, 2003
SPELMAN & CO., INC.
March 3, 2000 - July 25, 2001
FFP SECURITIES, INC.
June 18, 1997 - March 14, 2000
MML INVESTORS SERVICES, LLC
April 14, 1993 - May 5, 1997
1717 CAPITAL MANAGEMENT COMPANY
March 16, 1993 - March 27, 1995
AMERICAN TRADING SECURITIES CORP.
October 30, 1991 - February 22, 1993
THE ADVISORS GROUP, INC.
July 25, 1986 - October 17, 1991
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LARSON FINANCIAL SECURITIES, LLC
CRD#: 152517 / SEC#: , 8-68456
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
