Richard G. Long

VALLEY VIEW CONSULTING LLC

HUDDLESTON, VA

Some features on this profile are disabled

CRD#: 1534226

Professional summary

Richard George Long JR, who also goes by Dick Long Jr, is a registered financial advisor currently at VALLEY VIEW CONSULTING LLC located in Huddleston, Virginia.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Richard has worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 52 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dick Long Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Operate Family Farm; Provide Continuing education through the University of North Texas Center for Public Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard George Long JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2001 - Present

VALLEY VIEW CONSULTING LLC

RIA

CRD#: 108583

HUDDLESTON, VA

Past

August 5, 2008 - October 22, 2014

ESTRADA HINOJOSA & COMPANY, INC.

RIA

CRD#: 19299

HUDDLESTON, VA

Past

July 1, 1997 - September 18, 1998

RANGEMARK CAPITAL MARKETS, INC.

CRD#: 42025

GREENWICH, CT

Past

June 5, 1996 - July 10, 1997

FORESIDE FUNDS DISTRIBUTORS LLC

CRD#: 31334

PORTLAND, ME

Past

September 27, 1988 - February 26, 1998

FIRST SOUTHWEST COMPANY, LLC

CRD#: 316

DALLAS, TX

Past

November 6, 1987 - October 12, 1988

NCNB TEXAS SECURITIES, INC.

CRD#: 16882

Past

September 4, 1986 - November 6, 1987

REPUBLICBANK FINANCIAL MARKETS, INC.

CRD#: 18040

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY VIEW CONSULTING LLC

CRD#: 108583 / SEC#: 801-56181

RIA

Registered Investment Advisory firm - (1/8/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/13/2014)

IAR

North Carolina
(8/5/2020)

IAR

Texas
(3/4/2003)

IAR

Virginia
(1/3/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/19/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/21/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 52

Date: 4/6/1982

Municipal Securities Representative Examination

Current Firm

VALLEY VIEW CONSULTING LLC

CRD#: 108583 / SEC#: 801-56181

RIA

Registered Investment Advisory firm - (1/8/1999 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Huddleston, VA

Mailing Address

Phone number

(540) 297-3419

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VALLEY VIEW CONSULTING FORM ADV PART 2 2025 03 22 (3/22/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 15,700,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard G. Long

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard George Long JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESTRADA HINOJOSA & COMPANY, INC.

RANGEMARK CAPITAL MARKETS, INC.

FORESIDE FUNDS DISTRIBUTORS LLC

FIRST SOUTHWEST COMPANY, LLC

NCNB TEXAS SECURITIES, INC.

REPUBLICBANK FINANCIAL MARKETS, INC.

Primary Firm SEC Registration

VALLEY VIEW CONSULTING LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/19/1985

Series 7

Date: 11/21/1987

Series 6

Date: 8/21/1985

Series 52

Date: 4/6/1982

Current Firm

VALLEY VIEW CONSULTING LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALLEY VIEW CONSULTING LLC

TRUST BUT VERIFY

Similar Advisors