Gary T. Schutte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Thomas Schutte, who also goes by Gary Thomas Shutte, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1986. Gary had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2010 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
April 1, 2010 - December 31, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 5, 2004 - December 31, 2010
RENAISSANCE WEALTH MANAGEMENT, LLP
January 29, 1998 - April 1, 2010
CETERA WEALTH SERVICES, LLC
January 28, 1998 - April 1, 2010
CETERA WEALTH SERVICES, LLC
August 29, 1995 - November 17, 1997
IFMG SECURITIES, INC.
August 29, 1994 - August 23, 1995
WALL STREET ACCESS
November 18, 1993 - July 29, 1994
BBVA COMPASS INVESTMENT SOLUTIONS, INC
June 7, 1993 - November 3, 1993
NATIONSSECURITIES
June 1, 1992 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 7, 1991 - June 1, 1992
BANC OF AMERICA SECURITIES LLC
April 2, 1990 - January 10, 1991
BANC OF AMERICA INVESTMENT SERVICES, INC.
November 6, 1987 - April 2, 1990
NCNB TEXAS SECURITIES, INC.
August 29, 1986 - November 6, 1987
REPUBLICBANK FINANCIAL MARKETS, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
