Richard A. Pustorino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Angelo Pustorino, who also goes by Richard A Pustorino, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2011 - May 31, 2016
MORGAN STANLEY DISTRIBUTION, INC.
September 29, 2008 - July 15, 2011
CREDIT SUISSE SECURITIES (USA) LLC
March 20, 2007 - October 2, 2008
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
September 3, 1993 - June 27, 2006
NEUBERGER BERMAN BD LLC
July 2, 1992 - August 24, 1993
SUNGARD INSTITUTIONAL BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY DISTRIBUTION, INC.
CRD#: 30344 / SEC#: , 8-44766
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | OWNER | |
| CORSO, JEFFREY | DIRECTOR | 3113988 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER AND FINOP | 7463692 |
| MCMULLEN, FREDERICK ALLEN | DIRECTOR AND TEXAS DESIGNATED PRINCIPAL | 2537409 |
| RANDALL, RONALD ALLAN | PRINCIPAL OPERATIONS OFFICER | 2946509 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT AND DIRECTOR | 2034689 |
Red Flags
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