Alan P. Valenca
Professional summary
Alan Paul Valenca, CFP®, CIMA®, who also goes by Alan Paul Valanca, Al Valenca, is a registered financial professional currently at T. ROWE PRICE INVESTMENT SERVICES, INC. located in Baltimore, Maryland.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1986. Alan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Paul Valenca's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2013 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 1307 Point Street, Baltimore, MD 21231April 20, 2012 - February 6, 2013
FIDUCIARY CONSULTING GROUP, LLC
January 3, 2012 - November 12, 2012
ARGENTUS SECURITIES, LLC
February 19, 2008 - January 25, 2010
NEWPORT GROUP SECURITIES, INC.
June 11, 2003 - January 17, 2008
ADP BROKER-DEALER, INC.
September 8, 1998 - July 20, 2001
MORGAN STANLEY DW INC.
October 2, 1995 - June 11, 1998
ADP BROKER-DEALER, INC.
January 1, 1991 - November 3, 1993
1717 CAPITAL MANAGEMENT COMPANY
January 30, 1987 - May 1, 1990
MFS FINANCIAL SERVICES, INC.
July 23, 1986 - August 26, 1986
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
