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JK

James J. Kuhar

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CRD#: 1533428
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Jay Kuhar was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1987. James had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 4 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 26, 2018 - September 25, 2018

GRACE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 169813
Naples, FL
Past

August 29, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
Naples, FL
Past

April 19, 2013 - March 8, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
NAPLES, FL
Past

August 25, 2011 - October 31, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NAPLES, FL
Past

July 28, 2011 - October 31, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NAPLES, FL
Past

February 13, 2007 - April 3, 2009

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

December 9, 2005 - February 13, 2007

AMSOUTH INVESTMENT SERVICES, INC.

BD
CRD#: 15692
NAPLES, FL
Past

July 14, 2004 - October 7, 2005

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

July 22, 2003 - December 16, 2003

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY
Past

August 18, 1987 - December 20, 2002

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2017
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/10/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/13/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 8/12/1998
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 9/17/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GC
GRACE CAPITAL MANAGEMENT, LLC
GRACE CAPITAL MANAGEMENT GROUP, LLC | GRACE CAPITAL MANAGEMENT, LLC

CRD#: 169813 / SEC#:

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Contact information

Main Address
13450 Parker Commons Blvd. Suite 101, Fort Myers, FL 33912
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRACE CAPITAL MANAGEMENT, LLC

CRD#: 169813

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