Mark C. Luchsinger

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CRD#: 1533425

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Charles Luchsinger, who also goes by Mark C Luchsinger, Mark Luchsinger, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 7 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mark C Luchsinger | Mark Luchsinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 7, 2003 - May 25, 2023

BARROW HANLEY GLOBAL INVESTORS

RIA

CRD#: 105519

DALLAS, TX

Past

August 24, 1995 - May 2, 1997

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MEMPHIS, TN

Past

October 3, 1994 - July 22, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

April 16, 1992 - October 7, 1994

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 14, 1992 - April 15, 1992

LEHMAN SPECIAL SECURITIES INC.

CRD#: 7242

Past

April 14, 1992 - April 15, 1992

LEHMAN GOVERNMENT SECURITIES INC.

CRD#: 19655

Past

April 14, 1992 - April 15, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 18, 1986 - April 11, 1992

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARROW HANLEY GLOBAL INVESTORS

BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/25/1986

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Current Firm

BARROW HANLEY GLOBAL INVESTORS

BARROW HANLEY GLOBAL INVESTORS | BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC | BARROW HANLEY MEWHINNEY & STRAUSS INC | BARROW HANLEY GLOBAL INVESTORS

CRD#: 105519 / SEC#: 801-31237

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

2200 Ross Avenue 31st Floor, Dallas, TX, 75201-2761

Mailing Address

Phone number

(214) 665-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARROW HANLEY FORM ADV PART 2A 03.27.25 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	276
AUM (Assets Under Management)	$ 53,255,290,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark C. Luchsinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN KEEGAN & COMPANY, LLC

UBS FINANCIAL SERVICES INC.

CREDIT SUISSE SECURITIES (USA) LLC

LEHMAN SPECIAL SECURITIES INC.

LEHMAN GOVERNMENT SECURITIES INC.

LEHMAN BROTHERS INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

BARROW HANLEY GLOBAL INVESTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1986

Series 3

Date: 11/25/1986

Series 7

Date: 11/15/1986

Current Firm

BARROW HANLEY GLOBAL INVESTORS

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARROW HANLEY GLOBAL INVESTORS

TRUST BUT VERIFY

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