Thomas W. Rutledge
Professional summary
Thomas Webb Rutledge, who also goes by Tom Rutledge, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Irving, Texas.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1986. Thomas has worked at 8 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Webb Rutledge's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2020 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 8, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
January 25, 2010 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
February 4, 2009 - January 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
March 26, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
May 6, 2002 - April 11, 2003
WS GRIFFITH SECURITIES, INC.
March 10, 1992 - April 19, 2002
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 31, 1986 - March 25, 1992
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2025)
(3/24/2022)
(3/26/2020)
(3/26/2020)
(7/17/2025)
(7/17/2025)
(7/17/2025)
(1/24/2025)
(3/31/2020)
(3/26/2020)
(7/17/2025)
(3/26/2020)
(3/26/2020)
(7/17/2025)
(7/17/2025)
(7/17/2025)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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