Thomas W. Wild
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas William Wild, who also goes by Tom Wild, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 7 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 29, 2007 - November 14, 2012
BUCKEYE WEALTH PARTNERS, LLC
January 28, 2004 - December 31, 2010
WRP INVESTMENTS, INC.
February 17, 2000 - December 18, 2003
MML INVESTORS SERVICES, LLC
June 7, 1993 - December 31, 1999
WS GRIFFITH SECURITIES, INC.
August 31, 1990 - June 7, 1993
VP DISTRIBUTORS LLC
July 28, 1986 - July 21, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 28, 1986 - July 21, 1989
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKEYE WEALTH PARTNERS, LLC
CRD#: 126428 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 268 |
| AUM (Assets Under Management) | $ 65,368,025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
