William J. Walstead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William James Walstead JR, who also goes by Bill Walstead, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2011 - December 31, 2019
WALSTEAD ASSOCIATES INVESTMENT ADVISORS, LLC
October 3, 2008 - September 24, 2010
FIRST INDEPENDENT ADVISORY SERVICES, INC.
October 3, 2008 - September 24, 2010
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
May 14, 2004 - September 8, 2008
WESTPARK WEALTH ADVISORS, INC.
March 18, 2003 - December 31, 2004
IMS SECURITIES, INC.
March 18, 2003 - September 8, 2008
IMS SECURITIES, INC.
July 31, 1993 - March 13, 2003
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - March 13, 2003
CITIGROUP GLOBAL MARKETS INC.
October 16, 1986 - July 31, 1993
LEHMAN BROTHERS INC.
September 26, 1986 - October 13, 1986
JOHN M. SORENSEN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
WALSTEAD ASSOCIATES INVESTMENT ADVISORS, LLC
CRD#: 155369 / SEC#:
Contact information
Red Flags
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