James R. Lynch
Professional summary
James Richard Lynch, who also goes by James R Lynch, James Richar Lynch, is a registered financial advisor currently at OLIVER LUXXE ASSETS LLC located in Austin, Texas.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Richard Lynch's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2014 - Present
OLIVER LUXXE ASSETS LLC
May 23, 2014 - August 27, 2019
PURSHE KAPLAN STERLING INVESTMENTS
February 25, 2005 - June 2, 2014
UBS FINANCIAL SERVICES INC.
February 25, 2005 - June 2, 2014
UBS FINANCIAL SERVICES INC.
May 10, 2002 - March 4, 2005
RBC CAPITAL MARKETS, LLC
March 9, 2002 - March 4, 2005
RBC CAPITAL MARKETS, LLC
September 1, 1999 - March 9, 2002
TUCKER ANTHONY INCORPORATED
August 19, 1986 - September 1, 1999
GIBRALTAR SECURITIES CO.
Primary Firm SEC Registration
OLIVER LUXXE ASSETS LLC
CRD#: 169588 / SEC#: 801-78786
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2018)
Exams
Current Firm
OLIVER LUXXE ASSETS LLC
CRD#: 169588 / SEC#: 801-78786
Contact information
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,554 |
| AUM (Assets Under Management) | $ 864,222,900 |
Red Flags
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