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CJ

Craig Robert Janson

CRD# 1532560·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that Craig is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Craig Robert Janson was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1992 - 2015. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

CABOT LODGE SECURITIES LLC·CRD# 159712
BD
Port Orange, FL
June 19, 2013 - May 6, 2015
ALLIED BEACON PARTNERS, INC.·CRD# 46227
BD
Port Orange, FL
October 3, 2011 - June 26, 2013
WORKMAN SECURITIES CORPORATION·CRD# 31898
BD
Port Orange, FL
July 14, 2008 - September 30, 2011
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Port Orange, FL
March 4, 2003 - May 23, 2008
INTERVEST INTERNATIONAL EQUITIES CORPORATION·CRD# 20289
BD
Colorado Springs, CO
December 20, 2001 - February 28, 2003
RICHARD B. VANCE & COMPANY·CRD# 3656
BD
Joliet, IL
March 14, 1996 - December 20, 2001
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
December 22, 1992 - April 15, 1994
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
December 22, 1992 - April 15, 1994

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Current Firm

CL
CABOT LODGE SECURITIES LLC

CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: 8-69009
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Mailing Address

425 N Martingale Rd Suite 1220, Schaumburg, IL 60173

Phone Number

(212) 388-6200

Established

Delaware since 10/21/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PKS HOLDINGS LLCMEMBER—
FEIGENBLATT, ELANA RACHELCOO4880188
GOULD, CRAIG MICHAELPRESIDENT/CEO2367293
LEIBOWITZ, ROGER FARRELLFINOP2536523
SMITH, STEPHEN JOSEPHOPTIONS PRINCIPAL1123669
WEBB, WILLIAM DUDLEY JRCHIEF COMPLIANCE OFFICER1256777

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1998About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 1992About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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