Abelardo M. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abelardo Marcos Hernandez, who also goes by Abelardo Marcos Hernandez Mr, was a registered financial professional .
Abelardo is a previously registered financial professional and started their career in finance in 1986. Abelardo had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2016 - May 4, 2017
CUSO FINANCIAL SERVICES, L.P.
January 22, 2016 - May 4, 2017
CUSO FINANCIAL SERVICES, L.P.
September 2, 2015 - January 20, 2016
INVEST FINANCIAL CORPORATION
September 1, 2015 - January 20, 2016
INVEST FINANCIAL CORPORATION
June 30, 2014 - August 17, 2015
CUSO FINANCIAL SERVICES, L.P.
June 18, 2014 - August 17, 2015
CUSO FINANCIAL SERVICES, L.P.
September 12, 2013 - June 18, 2014
VALIC FINANCIAL ADVISORS, INC.
September 10, 2013 - June 18, 2014
VALIC FINANCIAL ADVISORS, INC.
February 15, 2012 - September 24, 2013
CHARLES SCHWAB & CO., INC.
February 14, 2012 - September 24, 2013
CHARLES SCHWAB & CO., INC.
October 13, 2011 - February 15, 2012
NEW ENGLAND SECURITIES
September 16, 2011 - February 15, 2012
NEW ENGLAND SECURITIES
September 15, 2010 - September 15, 2011
VALIC FINANCIAL ADVISORS, INC.
September 7, 2010 - September 15, 2011
VALIC FINANCIAL ADVISORS, INC.
December 16, 2009 - September 8, 2010
EDWARD JONES
December 2, 2009 - September 8, 2010
EDWARD JONES
February 18, 1988 - June 7, 1988
MORGAN GLADSTONE & CO. INC.
December 15, 1987 - February 24, 1988
BLINDER, ROBINSON & CO., INC.
November 18, 1987 - December 15, 1987
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 7, 1986 - November 25, 1987
BLINDER, ROBINSON & CO., INC.
September 26, 1986 - October 22, 1986
MICHELIN AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUSO FINANCIAL SERVICES, L.P.
CRD#: 42132 / SEC#: 801-60300, 8-49711
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,354 |
| AUM (Assets Under Management) | $ 5,378,345,125 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
