JB
Jacqueline A. Baldwin
ONEAMERICA SECURITIES
AMSTON, CT
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CRD#: 1532343
JB
Professional summary
Jacqueline Anne Baldwin, who also goes by Jackie Baldwin, Jackie Clark, Jacqueline Ann Clark, Jacqueline Baldwin Clark, is a registered financial advisor currently at ONEAMERICA SECURITIES, INC. located in Amston, Connecticut.
Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jacqueline has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jackie Baldwin | Jackie Clark | Jacqueline Ann Clark | Jacqueline Baldwin Clark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Non-variable insurance sales (fixed life, fixed annuities, health)**Driver: Grub Hub - food delivery**Board Member: NAIFA CT**Board Member: NAIFA Foundations Board of TTEES
CRS (Client Relationship Summary) - RIA
Click below to view Jacqueline Anne Baldwin's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jacqueline Anne Baldwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2018 - Present
ONEAMERICA SECURITIES, INC.
RIA
BD
CRD#: 4173
AMSTON, CT
Current
October 9, 2017 - Present
ONEAMERICA SECURITIES, INC.
RIA
BD
CRD#: 4173
AMSTON, CT
Past
April 17, 2013 - September 13, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
FARMINGTON, CT
Past
January 3, 2011 - April 18, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
FARMINGTON, CT
Past
October 29, 2001 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
MIDDLETOWN, CT
Past
December 2, 1998 - August 22, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
February 24, 1997 - December 1, 1998
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
March 1, 1996 - December 2, 1996
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
November 18, 1994 - March 1, 1996
G. R. PHELPS & CO., INC.
BD
CRD#: 173
Past
June 10, 1991 - October 4, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
August 1, 1986 - May 20, 1991
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/11/2019)
IAR
Alaska(4/11/2019)
RR
California(2/16/2023)
IAR
California(2/17/2023)
RR
Connecticut(10/9/2017)
IAR
Connecticut(2/19/2018)
RR
Florida(1/29/2019)
IAR
Florida(1/30/2019)
RR
Massachusetts(3/29/2022)
RR
Missouri(10/15/2020)
IAR
Missouri(10/19/2020)
RR
New Hampshire(3/27/2023)
IAR
New Hampshire(4/4/2023)
RR
New Jersey(3/21/2025)
IAR
New Jersey(3/24/2025)
RR
Ohio(11/18/2021)
IAR
Ohio(11/18/2021)
RR
Pennsylvania(10/15/2020)
IAR
Pennsylvania(10/16/2020)
RR
Texas(4/21/2025)
IAR
Texas(4/21/2025)
RR
Virginia(10/15/2020)
IAR
Virginia(10/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ONEAMERICA SECURITIES, INC.
AUL EQUITY SALES CORP. | ONEAMERICA SECURITIES, INC.
CRD#: 4173 / SEC#: 801-56819, 8-15009
RIA
Registered Investment Advisory firm - SEC (9/13/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
One American Square, Indianapolis, IN 46282
Mailing Address
One American Square P.o. Box 1984, Indianapolis, IN 46206-1984
Phone number
(317) 285-1877
Established
Indiana since 06/04/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
326
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN UNITED LIFE INSURANCE COMPANY | PARENT | |
| BICKEL, KORY LLOYD | CHIEF COMPLIANCE OFFICER | 5424722 |
| CAYETANO, NICHOLAS ADAM | AML OFFICER | 7237505 |
| FLEETWOOD, MATTHEW THOMAS | CHAIRMAN OF THE BOARD/PRESIDENT/CEO/DIRECTOR | 4109266 |
| HARTLEY, BRYAN KEITH | FINOP | 5664171 |
| HOYLE, JASON ANDREW | DIRECTOR | 6027238 |
| JUNKER, DAVID A | DIRECTOR | 2442538 |
| LIONBERGER, TAYLOR W | SALES DEVELOPMENT DIRECTOR | 5931321 |
| MCGOFF, SEAN PATRICK | CHIEF COUNSEL & SECRETARY | 5801826 |
| SANDELSKI, DENNIS JOSEPH | AVP, TAX | 7244469 |
| SMILEY, ERIC DAVID | VP, DIRECTOR OF OPERATIONS | 2978413 |
| SNYDER, DANIEL R | TREASURER | 7318687 |
| WEYER, SHAUN CHRISTOPHER | SALES DEVELOPMENT DIRECTOR | 4607359 |
| YANG, CHUANMING | CHIEF INFORMATION SECURITY OFFICER | 7527042 |
Regulatory assets under management
| Total Number of Accounts | 2,118 |
| AUM (Assets Under Management) | $ 299,940,768 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
