Diane Marie D. Tester
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Marie Donnelly Tester, who also goes by Diane Marie Donnelly, Diane Marie Donnelly-myers, was a registered financial professional .
Diane Marie is a previously registered financial professional and started their career in finance in 1986. Diane Marie had worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2010 - February 27, 2026
PACIFIC SELECT DISTRIBUTORS, LLC
April 14, 2010 - October 22, 2010
TRANSAMERICA CAPITAL, LLC
October 11, 2007 - April 1, 2010
PLANMEMBER SECURITIES CORPORATION
October 9, 2006 - October 9, 2007
VOYA FINANCIAL PARTNERS, LLC
November 18, 2005 - January 25, 2006
SENTINEL FINANCIAL SERVICES COMPANY
October 4, 2002 - March 7, 2005
EVERLAKE DISTRIBUTORS, LLC
June 9, 1999 - October 4, 2002
AFD, INC.
July 2, 1996 - September 8, 1998
TOUCHSTONE SECURITIES, LLC
October 7, 1991 - November 27, 1995
DETWILER FENTON WEALTH MANAGEMENT INC
January 24, 1990 - June 29, 1990
BOUCHER, OEHMKE & COMPANY
July 23, 1986 - January 1, 1988
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
