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Wayne Martin Scheck

CRD# 1531696·Registered 1986 - 1990
Previously Registered: Being a previously registered professional could mean that Wayne is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Wayne Martin Scheck was a registered financial advisor. Wayne was a previously registered financial professional and started their career in finance 1986 - 1990. Wayne had worked at 8 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

GSG GLOBAL SECURITIES GROUP INC.·CRD# 16135
BD
March 15, 1988 - April 12, 1990
KIRLIN SECURITIES INC.·CRD# 21210
BD
Syosset, NY
March 14, 1988 - April 19, 1988
PACKARD GROUP INC.·CRD# 16722
BD
February 25, 1988 - March 22, 1988
MORGAN GLADSTONE & CO. INC.·CRD# 17062
BD
June 10, 1987 - January 27, 1988
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
April 2, 1987 - June 19, 1987
MARGATE SECURITIES, INC.·CRD# 14586
BD
March 25, 1987 - April 2, 1987
MICHAEL PHILIP SECURITIES, INC.·CRD# 17891
BD
January 6, 1987 - January 29, 1987
MARGATE SECURITIES, INC.·CRD# 14586
BD
August 21, 1986 - December 22, 1986
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
July 23, 1986 - September 4, 1986

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Current Firm

GG
GSG GLOBAL SECURITIES GROUP INC.

G.S.G. GLOBAL SECURITIES, INC. | STEWART NEW YORK CORPORATION | MIGAR ENTERPRISES, INC. | GSG GLOBAL SECURITIES GROUP INC.

CRD#: 16135 / SEC#: 8-33208
BD
Expelled by FINRA on 05/30/1991

Contact Information

Established

New York since 10/09/1984

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1986About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1989About the Series 27 exam

Series 4 — Registered Options Principal Examination

Passed Jul 1988About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Aug 1987About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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