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VA

Vincent J. Arma

ICD SECURITIES
Patchogue, NY 11772
Some features on this profile are disabled
CRD#: 1531677
VA

Professional summary


Vincent Joseph Arma is a registered financial professional currently at ICD SECURITIES INC. located in Patchogue, New York.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1986. Vincent has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Vincent Joseph Arma's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2005 - Present

ICD SECURITIES INC.

Office #1: 50 Terry Street, Patchogue, NY 11772
BD
CRD#: 134910
Patchogue, NY
Past

April 16, 1998 - January 30, 2006

TRIPP & CO., INC.

BD
CRD#: 6967
NEW YORK, NY
Past

September 19, 1986 - December 24, 1997

PIONEER PORTFOLIO CORP.

BD
CRD#: 17817
COPIAGUE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/30/2020)
RR
New York
(5/21/2010)

Exams


State Security Law Exam
RR
Series 63
Date: 10/15/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/22/1992
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


IS
ICD SECURITIES INC.
ICD SECURITIES INC.

CRD#: 134910 / SEC#: , 8-66870

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Mailing Address
7301 Sw 57th Court Suite 400, Miami, FL 33143
Phone number
(305) 669-5168
Established
Florida since 11/19/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)


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Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARMA, VINCENT JOSEPHPRESIDENT/ DIRECTOR1531677
GALLELI, RACHEL ANNPART-OWNER4957712
BENGHIAT, RITA MARIASHAREHOLDER6230732
BENGHIAT, TEDCCO/PRINCIPAL/FINOP/REGISTERED REPRESENTATIVE/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER1113384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ICD SECURITIES INC.

CRD#: 134910Patchogue, NY 11772

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