Marcus J. Ham

TRUE NORTH ADVISORS

Dallas, TX 75219

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CRD#: 1531662

Professional summary

Marcus Jearl Ham, who also goes by Marc Ham, is a registered financial advisor currently at TRUE NORTH ADVISORS, LLC located in Dallas, Texas.

Marcus is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Marcus has worked at 3 firms and has passed the Series 66, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Ham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OWNER OF RENTAL PROPERTY (CONDO/HOTEL) WESTIN HOTEL 1314 MCKINSTEY, NAPA, CA OWNER OF RENTAL PROPERTy

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Jearl Ham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 27, 2018 - Present

TRUE NORTH ADVISORS, LLC

Office #1: 3131 Turtle Creek Suite 1300, Dallas, TX 75219

RIA

CRD#: 116048

Dallas, TX

Past

February 28, 2013 - July 10, 2014

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

ROSEVILLE, CA

Past

June 10, 1987 - July 10, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

ROSEVILLE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/27/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/6/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/4/1998

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/14/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/10/1999

General Securities Principal Examination

Current Firm

TRUE NORTH ADVISORS, LLC

CRD#: 116048 / SEC#: 801-66250

RIA

Registered Investment Advisory firm - (2/21/2006 Approved)

Texas

Registered Investment Advisory firm - (3/2/2006 Terminated)

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Contact information

Main Address

3131 Turtle Creek Suite 1300, Dallas, TX 75219

Mailing Address

Phone number

(214) 360-7300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRUE NORTH ADVISORS, LLC DISCLOSURE BROCHURE (9/24/2025)

Regulatory assets under management

Total Number of Accounts	4,317
AUM (Assets Under Management)	$ 4,478,245,158

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/28/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Marcus J. Ham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcus Jearl Ham's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

TRUE NORTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2013

Series 63

Date: 3/6/1987

Series 7

Date: 12/4/1998

Series 22

Date: 6/14/1988

Series 6

Date: 6/9/1987

Series 24

Date: 2/10/1999

Current Firm

TRUE NORTH ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUE NORTH ADVISORS, LLC

TRUST BUT VERIFY

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