Thomas R. Morra
Professional summary
Thomas Rocco Morra is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Palm Beach Gardens, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1988. Thomas has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Rocco Morra's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 22, 2005 - Present
CANTOR FITZGERALD & CO.
Office #1: 300 Avenue Of Champions Suite 110, Palm Beach Gardens, FL 33418April 22, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
January 6, 2004 - April 12, 2005
GH TRADERS LLC
September 9, 2002 - October 2, 2002
ROSENTHAL GLOBAL SECURITIES LLC
March 13, 2001 - August 1, 2002
TD SECURITIES (USA) LLC
February 6, 1998 - March 9, 2001
HARRIS NESBITT CORP.
November 3, 1997 - January 21, 1998
CIBC WORLD MARKETS CORP.
August 16, 1995 - November 3, 1997
CIBC WOOD GUNDY SECURITIES CORP.
September 1, 1988 - August 2, 1995
S.G. WARBURG & CO. INC.
March 17, 1988 - September 1, 1988
S.G. WARBURG SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2024)
(2/7/2025)
(8/16/2007)
Exams
Cboe BYX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
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