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Michael Robert Schiller

CRD# 1531515·Registered 1986 - 1998
Barred: Michael Robert Schiller was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Robert Schiller was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1986 - 1998. Michael had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
October 1, 1997 - April 14, 1998
USLIFE EQUITY SALES CORP.·CRD# 7962
BD
New York, NY
January 24, 1994 - October 1, 1997
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
April 12, 1991 - March 4, 1993
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
August 14, 1990 - April 19, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES·CRD# 4039
BD
New York, NY
March 14, 1987 - July 31, 1989
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
New York, NY
March 14, 1987 - July 31, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
August 19, 1986 - April 2, 1987

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Current Firm

AG
AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED | AMERICAN GENERAL SECURITIES, INCORPORATED

CRD#: 13626 / SEC#: 8-29542
BD
Terminated by SEC on 01/24/2009

Contact Information

Established

Texas since 03/08/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AIG ADVISOR GROUP, INC.OWNER—
AULD, JEFFREY MICHAELPRESIDENT, CEO857528
BROWN, JAMES BURKESENIOR VICE PRESIDENT1664825
DENBY, SUSANNE MARIEFIRST VICE PRESIDENT, CHIEF COMPLIANCE OFFICER2617514
HARRELL, JERI MICHELLEASSISTANT VICE PRESIDENT, PRODUCT SALES AND MARKETING—
HOLLAR, RICHARD ALLENDIRECTOR248628
LONG, CRAIG MCCUTCHEONANTI-MONEY LAUNDERING COMPLIANCE OFFICER1406115
NIXON, CHRISTINEDIRECTOR—
PARKER, RALPH JOELASSISTANT VICE PRESIDENT2587496
ROTHSTEIN, STEVEN ELLIOTCHIEF FINANCIAL OFFICER, DIRECTOR1292456
SORKIN, NOAH DAVIDSENIOR VICE PRESIDENT, GENERAL COUNSEL1832767
TUCK, ELIZABETH MARGARETASSISTANT SECRETARY4075693
WILLIAMS, DANIEL ONIELVICE PRESIDENT, TREASURER—
WINTER, MATTHEW EVANDIRECTOR2598136

Disclosures

Regulatory Event

5

Arbitration

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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