Philip M. Kruzan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Matthew Kruzan, CFP®, who also goes by Phil Kruzan, Philip Matthew Kruzan Sr., Phillip Matthew Kruzan, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1986. Philip had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
June 21, 1999 - January 18, 2023
FOSTER GROUP, INC.
November 7, 1988 - February 21, 1994
SECURIAN FINANCIAL SERVICES, INC.
July 17, 1986 - November 22, 1988
SIGNATOR INVESTORS, INC.
Primary Firm SEC Registration
FOSTER GROUP, INC.
CRD#: 107148 / SEC#: 801-38507
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOSTER GROUP, INC.
CRD#: 107148 / SEC#: 801-38507
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,481 |
| AUM (Assets Under Management) | $ 3,542,998,153 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/16/2024 | ||
| 01/22/2024 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
