Anthony Donnadio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Donnadio was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1986. Anthony had worked at 14 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2010 - December 18, 2013
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
June 29, 2009 - December 5, 2009
MSI FINANCIAL SERVICES, INC.
August 5, 2005 - October 27, 2008
BASIC INVESTORS INC.
August 2, 2004 - August 25, 2005
GUNNALLEN FINANCIAL, INC
June 11, 2002 - August 30, 2004
DELTA ASSET MANAGEMENT COMPANY, LLC
June 26, 2001 - October 9, 2001
WINDHAM SECURITIES, INC.
February 7, 2001 - July 30, 2001
WEATHERLY SECURITIES CORPORATION
January 25, 2001 - January 31, 2001
TASIN & COMPANY, INC.
May 7, 1999 - December 22, 2000
MORGAN, TAYLOR & ASSOCIATES, INC.
April 13, 1998 - June 23, 1998
GLENN MICHAEL FINANCIAL, INC.
June 30, 1994 - April 28, 1998
TASIN & COMPANY, INC.
May 16, 1994 - July 6, 1994
ROBERT TODD FINANCIAL CORP.
March 19, 1990 - January 3, 1991
ROBERT TODD FINANCIAL CORP.
March 7, 1989 - January 2, 1990
OPPENHEIMER & CO. INC.
February 11, 1987 - March 10, 1989
INVESTORS CENTER, INC.
September 18, 1986 - February 17, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
CRD#: 18487 / SEC#: , 8-37085
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN PORTFOLIOS HOLDINGS, INC. | 100% SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | DIRECTOR | 3132991 |
| DOLBER, LON TERRY | DIRECTOR | 862635 |
| DOLBER, LON TERRY | CEO & PRESIDENT | 862635 |
| HAMMOND, DORI JAMILLE | CHIEF COMPLIANCE OFFICER | 3259012 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | DIRECTOR | 2627931 |
| SCHLUETER, MATTHEW ADAM | EVP | 2627931 |
| SCHMIDT, DAVID MARTIN | FINANCIAL & OPERATIONS PRINCIPAL | 5675524 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
