John W. Kennedy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Whitcomb Kennedy, who also goes by John W Kennedy, Whit Kennedy, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 7 firms and has passed the Series 63, SIE, Series 82, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2018 - November 4, 2024
TERRANOVA CAPITAL EQUITIES, INC
December 19, 2003 - November 11, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 8, 2000 - December 31, 2001
MERIT CAPITAL ASSOCIATES, INC.
January 1, 1998 - July 31, 1999
FIBRA SECURITIES INC.
December 23, 1996 - March 6, 1998
FONTECINDAM SECURITIES, INC.
September 2, 1993 - March 28, 1994
D. H. BLAIR & CO., INC.
February 22, 1993 - August 31, 1993
D.H. BLAIR INVESTMENT BANKING CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
