William G. Mury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William G Mury, who also goes by Greg Mury, Wiliam G Mury, William G Mury, William Gregory Mury Mr., William Mury, William Gregory Mury, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2018 - June 12, 2019
SANTANDER SECURITIES LLC
August 27, 2018 - June 12, 2019
SANTANDER SECURITIES LLC
October 24, 2017 - May 24, 2018
EQUITABLE ADVISORS, LLC
October 24, 2017 - May 24, 2018
EQUITABLE ADVISORS, LLC
May 18, 2011 - February 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 10, 2011 - February 10, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2007 - July 15, 2009
MORGAN STANLEY & CO. LLC
April 2, 2007 - July 15, 2009
MORGAN STANLEY & CO. LLC
May 22, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
April 28, 1997 - April 2, 2007
MORGAN STANLEY DW INC.
December 19, 1995 - July 24, 1996
JOSEPHTHAL & CO., INC.
September 19, 1995 - November 14, 1995
OSAIC WEALTH, INC.
Primary Firm SEC Registration
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER SECURITIES LLC
CRD#: 41791 / SEC#: 801-56796, 8-49571
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
