Edward A. Borrelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Borrelli was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1986. Edward had worked at 19 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2004 - August 8, 2005
BASIC INVESTORS INC.
July 10, 2001 - December 11, 2002
LEEB BROKERAGE SERVICES, INC.
March 8, 2001 - June 15, 2001
SOLID ISG CAPITAL MARKETS, LLC
January 4, 2001 - March 8, 2001
CARLTON CAPITAL INC.
July 27, 2000 - August 4, 2000
GRYPHON FINANCIAL SECURITIES CORP.
July 12, 2000 - July 28, 2000
JOSEPH STEVENS & CO., INC.
April 14, 1998 - May 2, 2000
ARJENT LTD.
October 13, 1997 - March 10, 1998
BROOKEHILL CAPITAL PARTNERS LIMITED
June 11, 1997 - August 1, 1997
AMERICA FIRST ASSOCIATES CORP.
August 15, 1995 - April 28, 1997
BROOKEHILL CAPITAL PARTNERS LIMITED
August 18, 1994 - October 5, 1994
PAN AMERICAN SECURITIES, INC.
January 22, 1993 - April 19, 1994
FAB SECURITIES OF AMERICA, INC.
January 14, 1993 - February 8, 1993
THE WELLINGTON GROUP, INC.
February 10, 1992 - December 17, 1992
THE STAMFORD COMPANY, INC.
December 13, 1990 - April 12, 1991
REICH & CO., INC.
July 16, 1990 - December 14, 1990
GLOBAL AMERICA INCORPORATED
May 4, 1989 - September 21, 1989
GULFSTREAM FINANCIAL ASSOCIATES, INC.
March 7, 1989 - May 5, 1989
J. T. MORAN & CO., INC.
January 6, 1989 - March 29, 1989
HANIFEN, IMHOFF SECURITIES CORP.
September 24, 1986 - January 18, 1989
GRAYSTONE NASH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
