Jennifer L. Mitchell

SANDY COVE ADVISORS

West Palm Beach, FL 33401

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CRD#: 1530276

Professional summary

Jennifer Lorenc Mitchell, who also goes by Jennifer Kay Lorenc, is a registered financial advisor currently at SANDY COVE ADVISORS, LLC located in West Palm Beach, Florida.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Jennifer has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Kay Lorenc

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lorenc Mitchell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2015 - Present

SANDY COVE ADVISORS, LLC

Office #1: 777 South Flagler Drive, West Palm Beach, FL 33401

RIA

CRD#: 152482

West Palm Beach, FL

Past

January 21, 2009 - March 12, 2010

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

NEW YORK, NY

Past

September 22, 2008 - March 12, 2010

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

February 20, 2008 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

NEW YORK, NY

Past

September 7, 2005 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 1, 2001 - August 23, 2005

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

October 6, 1998 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

October 26, 1992 - May 15, 1997

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANDY COVE ADVISORS, LLC

SANDY COVE ADVISORS | SANDY COVE ADVISORS, LLC | SANDY COVE ADVISORS LLC

CRD#: 152482 / SEC#: 801-107724

RIA

Registered Investment Advisory firm - (4/22/2016 Approved)

New York

Registered Investment Advisory firm - (7/25/2016 Terminated)

Vermont

Registered Investment Advisory firm - (8/12/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/30/2021)

IAR

Florida
(4/26/2021)

IAR

Massachusetts
(2/17/2015)

IAR

New York
(5/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/10/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 8/6/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 2/5/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/22/1992

General Securities Representative Examination

Current Firm

SANDY COVE ADVISORS, LLC

SANDY COVE ADVISORS | SANDY COVE ADVISORS, LLC | SANDY COVE ADVISORS LLC

CRD#: 152482 / SEC#: 801-107724

RIA

Registered Investment Advisory firm - (4/22/2016 Approved)

New York

Registered Investment Advisory firm - (7/25/2016 Terminated)

Vermont

Registered Investment Advisory firm - (8/12/2016 Terminated)

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Contact information

Main Address

37 Derby Street Suite 5, Hingham, MA 02043

Mailing Address

Phone number

(617) 622-1500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SANDY COVER ADVISORS (2/27/2025)

Regulatory assets under management

Total Number of Accounts	971
AUM (Assets Under Management)	$ 581,668,473

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/23/2025	Cover Page	Report
12/26/2023	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jennifer L. Mitchell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lorenc Mitchell's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

J.P. MORGAN SECURITIES INC.

JPMSI

SANFORD C. BERNSTEIN & CO., INC.

Primary Firm SEC Registration

SANDY COVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/10/2015

Series 63

Date: 11/2/1992

Series 3

Date: 8/6/2013

Series 31

Date: 2/5/1996

Series 7

Date: 10/22/1992

Current Firm

SANDY COVE ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SANDY COVE ADVISORS, LLC

TRUST BUT VERIFY

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