Patricia A. Preiss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Ann Preiss, who also goes by Patricia Kuchar, Patricia Preiss, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1986. Patricia had worked at 12 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2009 - December 31, 2010
REGENT CAPITAL GROUP, INC.
August 16, 2006 - December 31, 2007
REGENT CAPITAL GROUP, INC.
April 8, 2002 - October 8, 2004
CAMDEN FINANCIAL SERVICES
October 10, 2000 - December 1, 2001
AMERIVET SECURITIES, INC.
January 31, 2000 - September 27, 2000
CAMDEN SECURITIES, INC.
April 14, 1999 - December 15, 1999
STOCK USA, INC.
October 12, 1998 - March 25, 1999
AMERIVET SECURITIES, INC.
September 15, 1997 - July 30, 1998
SPECTRUM SECURITIES, INC.
November 25, 1996 - June 13, 1997
CAPITAL MARKETS GROWTH CORPORATION
May 3, 1996 - October 9, 1996
ZEPHYR INTERNATIONAL ENTERPRISES, LTD.
August 21, 1991 - October 3, 1995
CHADWICK FINANCIAL GROUP, INC.
May 14, 1991 - August 13, 1991
TRADEPORTAL SECURITIES, INC.
October 19, 1988 - March 6, 1991
DUNMAN RESOURCES, INC.
June 2, 1988 - October 18, 1988
BROKERS INVESTMENT CORPORATION
December 1, 1986 - July 13, 1988
DUNMAN RESOURCES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REGENT CAPITAL GROUP, INC.
CRD#: 126881 / SEC#: , 8-65923
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
