Tina L. Botts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tina Louise Botts, who also goes by Tina Louise Mccoy, was a registered financial professional .
Tina is a previously registered financial professional and started their career in finance in 1986. Tina had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2024 - January 10, 2025
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 26, 2016 - May 1, 2024
OSAIC FA, INC.
February 16, 2011 - December 31, 2014
OSAIC FA, INC.
November 29, 2010 - January 21, 2011
PFS INVESTMENTS INC.
October 17, 2005 - December 31, 2008
PFS INVESTMENTS INC.
October 6, 1998 - November 20, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 6, 1998 - November 20, 2003
OSAIC FA, INC.
December 14, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
December 14, 1987 - November 27, 1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 14, 1987 - November 27, 1996
OSAIC FA, INC.
September 12, 1986 - July 6, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
