John R. Dykes

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CRD#: 1529998

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Reece Dykes was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1986. John had worked at 9 firms and has passed the Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 30, 2016 - January 23, 2019

CBIZ FINANCIAL SOLUTIONS, INC.

RIA

CRD#: 16678

Overland Park, KS

Past

August 15, 2006 - March 30, 2016

COTTONWOOD ADVISORS, LLC

RIA

CRD#: 140276

OVERLAND PARK, KS

Past

December 19, 2005 - May 3, 2006

PALMER & CAY INVESTMENT SERVICES INC

RIA

CRD#: 110661

OVERLAND PARK, KS

Past

October 9, 2002 - December 14, 2005

PALMER & CAY INVESTMENT SERVICES INC

RIA

CRD#: 110661

OVERLAND PARK, KS

Past

February 27, 2002 - December 14, 2005

PALMER & CAY SECURITIES CORPORATION

CRD#: 113747

CHARLOTTE, NC

Past

November 9, 2000 - January 16, 2002

LAMON & STERN, INC.

CRD#: 10839

ATLANTA, GA

Past

March 2, 1998 - November 3, 1998

KANSAS CITY BROKERAGE. INC

CRD#: 32383

MERRIAM, KS

Past

May 2, 1989 - August 14, 1995

DAVIS, MENDEL & REGENSTEIN, INC.

CRD#: 8521

ATLANTA, GA

Past

July 18, 1986 - September 29, 1987

SBL PLANNING, INC.

CRD#: 4315

Past

July 18, 1986 - February 18, 1988

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/10/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/20/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/17/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/29/1987

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

BGS&G INVESTMENT SERVICES, INC. | CBIZ RETIREMENT PLAN SERVICES | CBIZ RETIREMENT PLAN ADVISORY SERVICES | CBIZ FINANCIAL SOLUTIONS, INC.

CRD#: 16678 / SEC#: 801-56332, 8-34205

RIA

Registered Investment Advisory firm - SEC (3/18/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Mailing Address

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131

Phone number

(216) 447-9000

Established

Maryland since 05/14/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CBIZ RETIREMENT PLAN ADVISORY SERIVCES (3/27/2025)

Direct owners and executive officers

Name	Position	CRD#
CBIZ OPERATIONS INC.	PARENT COMPANY
BRIDGES, EDWARD HOWARD	PRINCIPAL FINANCIAL AND OPERATIONS OFFICER	5087317
BROWN, CHRISTOPHER MARK	CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE	6028654
MELLARD, NANCY MARIE	DIRECTOR	4335209

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 23,881,016

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John R. Dykes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COTTONWOOD ADVISORS, LLC

PALMER & CAY INVESTMENT SERVICES INC

PALMER & CAY INVESTMENT SERVICES INC

PALMER & CAY SECURITIES CORPORATION

LAMON & STERN, INC.

KANSAS CITY BROKERAGE. INC

DAVIS, MENDEL & REGENSTEIN, INC.

SBL PLANNING, INC.

SECURITY DISTRIBUTORS

Primary Firm SEC Registration

CBIZ FINANCIAL SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/10/1997

Series 7

Date: 5/20/1989

Series 6

Date: 7/17/1986

Series 26

Date: 4/29/1987

Current Firm

CBIZ FINANCIAL SOLUTIONS, INC.

Contact information

SEC notice filing (26 States and Territories)

FINRA licenses (47 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CBIZ FINANCIAL SOLUTIONS, INC.

TRUST BUT VERIFY

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