James P. Mcfadden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Patrick Mcfadden was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 7 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2012 - August 29, 2013
TELEMETRY SECURITIES, L.L.C.
October 1, 2008 - February 1, 2012
J.P. MORGAN SECURITIES LLC
October 25, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
February 2, 2000 - October 16, 2003
PALOMA SECURITIES L.L.C.
February 2, 2000 - October 19, 2006
AMARANTH SECURITIES L.L.C.
January 21, 1993 - August 21, 1995
J.P. MORGAN SECURITIES LLC
July 30, 1990 - January 1, 1993
GOLDMAN SACHS & CO. LLC
November 25, 1987 - February 25, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/29/2000
Limited Representative-Equity Trader ExamCurrent Firm
TELEMETRY SECURITIES, L.L.C.
CRD#: 47042 / SEC#: , 8-51646
Contact information
Documents
Red Flags
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