Albert G. Pastino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert George Pastino, who also goes by Al Pastino, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2006. Albert had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2019 - October 14, 2021
TULLY & HOLLAND, INCORPORATED
July 23, 2015 - December 14, 2015
REVERE MERCHANT SECURITIES, LLC
August 18, 2009 - January 22, 2014
KILDARE CAPITAL, INC.
June 12, 2006 - August 14, 2009
AMPER INVESTMENT BANKING L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TULLY & HOLLAND, INCORPORATED
CRD#: 30029 / SEC#: , 8-44691
Contact information
FINRA licenses (14 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TULLY, TIMOTHY WILLIAM | PRESIDENT, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2779617 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
