Michael P. Strayhorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Paul Strayhorn, CIMA® was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 9 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2020 - December 31, 2023
THE LEADERS GROUP, INC.
September 27, 2014 - April 11, 2018
CAPE SECURITIES INC.
March 4, 2010 - February 25, 2011
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 4, 2010 - October 8, 2012
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 25, 2008 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 30, 2004 - May 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 1995 - May 13, 2002
MORGAN STANLEY DW INC.
September 29, 1993 - July 27, 1994
CITIGROUP GLOBAL MARKETS INC.
October 19, 1992 - November 20, 1992
MORGAN STANLEY DW INC.
May 2, 1990 - October 31, 1990
BARCLAYS CAPITAL INC.
July 25, 1987 - March 14, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
August 19, 1986 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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