Jonathan D. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Douglas White was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1994. Jonathan had worked at 4 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2010 - January 17, 2023
O'CONNOR & COMPANY SECURITIES INC.
December 14, 1999 - September 8, 2010
CHILTON & ASSOCIATES, INC.
September 18, 1997 - May 24, 1999
SUTTER SECURITIES INCORPORATED
January 5, 1994 - September 5, 1997
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
O'CONNOR & COMPANY SECURITIES INC.
CRD#: 146787 / SEC#: , 8-67853
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCONNOR, WILLIAM ANTHONY | PRESIDENT / CCO / CFO / FINOP / DIRECTOR | 2796133 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
