Carmelo Curra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carmelo Curra, who also goes by Carmen Curra, Carmine Curra, was a registered financial professional .
Carmelo is a previously registered financial professional and started their career in finance in 1986. Carmelo had worked at 9 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2017 - January 27, 2020
BTIG, LLC
June 3, 2016 - July 12, 2017
AUERBACH GRAYSON & COMPANY LLC
July 2, 2012 - February 24, 2016
VIRTU AMERICAS LLC
August 17, 1995 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 13, 1995 - August 18, 1995
KALIN ASSOCIATES, INC.
December 5, 1990 - February 21, 1995
OPPENHEIMER & CO. INC.
March 2, 1987 - December 15, 1990
NEW YORK & FOREIGN SECURITIES CORPORATION
October 6, 1986 - December 16, 1986
PRUDENTIAL EQUITY GROUP, LLC
August 19, 1986 - October 14, 1986
NORBAY SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamCurrent Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
