PN

Philip A. Nassau

NUTMEG CAPITAL ADVISORS
HARTFORD, CT 06106
Some features on this profile are disabled
CRD#: 1529052
PN

Professional summary


Philip Alexander Nassau, CFP®, who also goes by Phil Nassau, is a registered financial advisor currently at NUTMEG CAPITAL ADVISORS, LLC located in Hartford, Connecticut.

Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Philip has worked at 4 firms and has passed the Series 63, Series 22 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Phil Nassau

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Philip Alexander Nassau's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 3, 2005 - Present

NUTMEG CAPITAL ADVISORS, LLC

Office #1: 241 Main Street, Hartford, CT 06106
RIA
CRD#: 133162
HARTFORD, CT
Past

March 16, 1990 - December 2, 2004

LIGHTHOUSE SECURITIES, LTD.

BD
CRD#: 16241
HARTFORD, CT
Past

August 7, 1989 - December 31, 1989

LIGHTHOUSE SECURITIES, LTD.

BD
CRD#: 16241
HARTFORD, CT
Past

July 20, 1989 - December 2, 2004

S.T. SADLAK & CO., INC.

RIA
CRD#: 110504
HARTFORD, CT
Past

August 1, 1986 - July 3, 1989

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/3/2005)
IAR
Vermont
(2/25/2005)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


NC
NUTMEG CAPITAL ADVISORS, LLC
NUTMEG CAPITAL ADVISORS, LLC

CRD#: 133162 / SEC#:

Connecticut
Registered Investment Advisory firm - (1/3/2005 Approved)
Vermont
Registered Investment Advisory firm - (2/25/2005 Approved)
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Contact information


Main Address
241 Main Street 3rd Floor, Hartford, CT 06106
Mailing Address
Phone number
(860) 524-3410
Established
Firm type
Fiscal year end
# of Employees
1

Regulatory assets under management


Total Number of Accounts86
AUM (Assets Under Management)$ 39,711,730

Red Flags


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Company Information


NUTMEG CAPITAL ADVISORS, LLC

CRD#: 133162Hartford, CT 06106

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