Nicholas L. De Peyster

GENESIS WEALTH ADVISORS

STOUGHTON, MA 02072

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CRD#: 1529007

Professional summary

Nicholas L.m. De Peyster, CFP®, who also goes by Nick De Peyster, Nicholas L.m. Depeyster, Nicholas Lindsay Morris Depeyster, is a registered financial advisor currently at GENESIS WEALTH ADVISORS, LLC located in Stoughton, Massachusetts.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Nicholas has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick De Peyster | Nicholas L.m. Depeyster | Nicholas Lindsay Morris Depeyster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SURGE VENTURES, LLC., INVESTMENT-RELATED ACTIVITY; 770 SOUTHWOOD BOULEVARD SUITE 10 INCLINE VILLAGE, NV 89451, FAMILY ORIENTED LIMITED PARTNERSHIP, MANAGING DIRECTOR, 10% OF TOTAL TIME PER MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas L.m. De Peyster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 3, 2011 - Present

GENESIS WEALTH ADVISORS, LLC

Office #1: 532 Page Street, Stoughton, MA 02072

RIA

CRD#: 158388

STOUGHTON, MA

Past

June 14, 2011 - July 24, 2012

GENESIS CAPITAL ADVISORS, INC.

RIA

CRD#: 128270

STOUGHTON, MA

Past

September 16, 2010 - August 31, 2011

CLARENT ADVISORS, LLC

RIA

CRD#: 155007

STOUGHTON, MA

Past

May 7, 2010 - September 10, 2010

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WALTHAM, MA

Past

April 22, 2010 - September 10, 2010

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WALTHAM, MA

Past

February 11, 2002 - December 17, 2003

MEEDER DISTRIBUTION SERVICES, INC.

CRD#: 36773

DUBLIN, OH

Past

September 28, 2000 - April 26, 2001

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/23/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/19/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/21/2010

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/8/2001

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/11/2000

General Securities Principal Examination

Current Firm

GENESIS WEALTH ADVISORS, LLC

CRD#: 158388 / SEC#: 801-72604

RIA

Registered Investment Advisory firm - (8/1/2011 Approved)

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Contact information

Main Address

400 Washington Street Suite 308, Braintree, MA 02184

Mailing Address

Phone number

(781) 344-1023

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GENESIS WEALTH ADVISORS DISCLOSURE BROCHURE (1/28/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 175,197,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas L. De Peyster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas L.m. De Peyster's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENESIS CAPITAL ADVISORS, INC.

CLARENT ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

MEEDER DISTRIBUTION SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

GENESIS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/23/2010

Series 65

Date: 1/19/2001

Series 63

Date: 11/3/2000

Series 7

Date: 4/21/2010

Series 27

Date: 1/8/2001

Series 24

Date: 12/11/2000

Current Firm

GENESIS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENESIS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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