Michael E. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Murphy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 9 firms and has passed the Series 63, Series 7, Series 4, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2002 - February 2, 2004
MURPHY VAN SECURITIES, INC.
June 22, 1998 - January 24, 2002
DOMINARI SECURITIES LLC
March 29, 1995 - April 6, 1998
NATHAN & LEWIS SECURITIES, INC.
February 22, 1994 - February 24, 1995
SAPERSTON FINANCIAL INC.
July 7, 1993 - February 4, 1994
A. T. BROD & CO. INC.
May 15, 1992 - June 16, 1993
FIRST MONTAUK SECURITIES CORP.
March 23, 1988 - March 12, 1992
ROBERT THOMAS SECURITIES, INC
September 8, 1987 - March 16, 1988
KIDDER, PEABODY & CO. INCORPORATED
August 19, 1986 - August 11, 1987
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/26/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MURPHY VAN SECURITIES, INC.
CRD#: 114251 / SEC#: , 8-53415
Contact information
Documents
Disclosures
| Bond | 1 |
Red Flags
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