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John Michael Goordman

CRD# 1528811·Registered 1987 - 2024
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Michael Goordman was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1987 - 2024. John had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

PARAGON FINANCIAL LLC·CRD# 175190
RIA
Tuscon, AZ
April 7, 2015 - December 19, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·CRD# 149018
RIA
Tucson, AZ
May 4, 2010 - April 7, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Tucson, AZ
June 16, 2009 - April 7, 2015
MORGAN STANLEY·CRD# 149777
BD
Tucson, AZ
June 1, 2009 - June 23, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Tucson, AZ
July 31, 1993 - June 1, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 17, 1988 - July 31, 1993
PROFESSIONAL BROKERAGE SERVICES INC.·CRD# 7998
BD
February 3, 1988 - April 11, 1988
JP MICHAEL CO.·CRD# 15119
BD
October 15, 1987 - January 13, 1988
FIRST FIDELITY CAPITAL CORP.·CRD# 17967
BD
April 23, 1987 - July 30, 1987
MONVEST SECURITIES, INC.·CRD# 14013
BD
January 30, 1987 - April 23, 1987

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Current Firm

PF
PARAGON FINANCIAL LLC

PARAGON FINANCIAL LLC

CRD#: 175190

Contact Information

Main Address

3014 E. 1st St., Tuscon, AZ 85716

Phone Number

(520) 829-7977

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

48

AUM (Assets Under Management)

$17,400,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1).INDEPENDENT INSURANCE AGENT:06/1989-PRESENT:TUCSON, AZ: PROPRIETOR:SUPPORT CO.: 5 HRS DURING TRADING. 2).RENTAL REAL ESTATE - TUCSON, AZ - 02/2015 TO PRESENT - PROPRIETOR/OWNER - OPERATOR OF A RENTAL PROPERTY - 10 HOURS PER MONTH - 10 HOURS DURING NON- TRADING HOURS - NOT INVESTMENT RELATED

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1987About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2015About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jan 2005About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Dec 2009About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Nov 2009About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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