Glen H. Blackston
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Glen Howard Blackston III, who also goes by Glen Howard Blackston, Glenvor Howard Blackston III, Glenvor Howard Blackston III, was a registered financial professional .
Glen is a previously registered financial professional and started their career in finance in 1986. Glen had worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2014 - June 30, 2022
EQUITABLE DISTRIBUTORS, LLC
October 28, 2010 - November 17, 2014
EQUITABLE ADVISORS, LLC
January 15, 2009 - August 26, 2010
TRIAD ADVISORS LLC
June 30, 2005 - August 9, 2007
TRUIST INVESTMENT SERVICES, INC.
February 14, 2005 - July 12, 2005
FORESIDE DISTRIBUTION SERVICES, L.P.
November 26, 2001 - January 24, 2005
PACIFIC SELECT DISTRIBUTORS, LLC
July 13, 2001 - September 28, 2001
MML INVESTORS SERVICES, LLC
June 22, 1999 - July 11, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
January 1, 1994 - June 14, 1999
NYLIFE DISTRIBUTORS LLC
January 2, 1992 - January 1, 1994
NYLIFE SECURITIES LLC
October 3, 1988 - June 7, 1989
MONY SECURITIES CORPORATION
September 24, 1987 - June 7, 1989
FSC SECURITIES CORPORATION
April 16, 1987 - July 29, 1987
LEHMAN BROTHERS INC.
August 21, 1986 - April 15, 1987
THE ROBINSON-HUMPHREY COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EQUITABLE DISTRIBUTORS, LLC
CRD#: 25900 / SEC#: , 8-42123
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQ HOLDINGS, LLC | OWNER | |
| D'AUGUSTE, ARIELLE RACHEL | GENERAL COUNSEL | 7252573 |
| DURSO, ALFRED JOSEPH | CHIEF COMPLIANCE OFFICER | 2546771 |
| KAIS, JAMES MICHAEL | DIRECTOR | 2529327 |
| LANE, NICHOLAS BURRITT | CHAIRMAN OF THE BOARD, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4994948 |
| SCANLON, STEPHEN CAULEY | DIRECTOR | 2219308 |
| SCAPPATOR, CANDACE LYNN | FINOP / CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4697607 |
Disclosures
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
