James A. Bradle

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CRD#: 1528734

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James August Bradle SR, who also goes by James August Bradle, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1987. James had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

Aliases

James August Bradle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - SALES & SERVICES OF FIXED INSURANCE PRODUCTS - Life and FAs; licensed to do health but not active. 2. 02/14/2018 - BRADLE TAX SERVICES - Investment Related - Tax Prep/Accounting/CPA - Sole proprietor. 3. 02/14/2018 - No Business Name - Not Investment Related - Star Lake, WI 54561-9715 Vilas County - Real Estate Rental - Landlord. 4. 02/14/2018 - No Business Name - Not Investment Related - Park Falls, WI 54552-6952 Price County - Real Estate Rental - Landlord. 5. 02/14/2018 - No Business Name - Not Investment Related - 9700 Lee Rd., Minocqua, WI 54548-9204 - Real Estate Rental - Owner. 6. 5/15/2018 - Laona Investment Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2005 - 80 Hours Per Month/2 Hours During Securities Trading. 7. 04/07/2020 - BRADLE INVESTMENT GROUP - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/01/2020 - 40 Hours Per Month/ During Trading 8. 10/13/2023 - Gateway Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/29/2023 - 5 Hours Per Month/ During Securities Trading. 9. 10/24/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/11/2023 - 80 Hours Per Month/ 4 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 21, 2023 - November 13, 2024

GATEWAY WEALTH PARTNERS, LLC

RIA

CRD#: 322789

Minocqua, WI

Past

February 14, 2018 - December 21, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LAONA, WI

Past

February 14, 2018 - September 21, 2026

LPL FINANCIAL LLC

CRD#: 6413

LAONA, WI

Past

October 11, 2010 - February 15, 2018

SII INVESTMENTS, INC.

RIA

CRD#: 2225

LAONA, WI

Past

October 11, 2010 - February 14, 2018

SII INVESTMENTS, INC.

CRD#: 2225

LAONA, WI

Past

November 7, 2003 - October 13, 2010

KCD FINANCIAL, INC.

RIA

CRD#: 127473

MINOCQUA, WI

Past

October 15, 2003 - October 13, 2010

KCD FINANCIAL, INC.

CRD#: 127473

MINOCQUA, WI

Past

October 28, 2002 - September 26, 2003

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

June 13, 2002 - October 28, 2002

DREHER & ASSOCIATES, INC.

CRD#: 8665

OAKBROOK TERRACE, IL

Past

February 20, 2001 - December 31, 2001

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

November 23, 1999 - February 13, 2001

PACKERLAND BROKERAGE SERVICES, INC.

CRD#: 37031

GREEN BAY, WI

Past

September 3, 1997 - November 5, 1999

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

February 14, 1995 - August 14, 1997

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

January 3, 1995 - February 15, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

January 1, 1995 - February 15, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 21, 1993 - November 8, 1994

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

February 23, 1993 - May 4, 1993

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

January 25, 1991 - March 2, 1993

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

Past

November 29, 1989 - December 14, 1990

PAMCO SECURITIES AND INSURANCE SERVICES

CRD#: 11028

Past

November 28, 1989 - December 6, 1990

GAF FINANCIAL AND INSURANCE SERVICES

CRD#: 14123

Past

February 26, 1987 - December 6, 1989

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

Series 63

Status Unavailable

Passed: 1/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 2/21/1987

General Securities Representative Examination

Current Firm

GATEWAY WEALTH PARTNERS, LLC

CRD#: 322789 / SEC#: 801-126635

RIA

Registered Investment Advisory firm - (9/26/2022 Approved)

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Contact information

Main Address

100 W. Lawrence Street Suite 304, Appleton, WI 54911

Mailing Address

Phone number

(920) 731-9293

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEWAY WEALTH PARTNERS, LLC WRAP PROGRAM BROCHURE (3/26/2026)

GATEWAY DISCLOSURE BROCHURE (3/26/2026)

Regulatory assets under management

Total Number of Accounts	10,635
AUM (Assets Under Management)	$ 2,278,835,584

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

James A. Bradle

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SII INVESTMENTS, INC.

SII INVESTMENTS, INC.

KCD FINANCIAL, INC.

KCD FINANCIAL, INC.

WATERSTONE FINANCIAL GROUP, INC.

DREHER & ASSOCIATES, INC.

HARBOUR INVESTMENTS, INC.

PACKERLAND BROKERAGE SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

FIRSTAR INVESTMENT SERVICES,INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

SUNSET FINANCIAL SERVICES, INC.

IFMG SECURITIES, INC.

SUNSET FINANCIAL SERVICES, INC.

PAMCO SECURITIES AND INSURANCE SERVICES

GAF FINANCIAL AND INSURANCE SERVICES

INTERFIRST CAPITAL CORPORATION

Primary Firm SEC Registration

GATEWAY WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Passed: 1/16/1995

SIE

Passed: 10/1/2018

Series 7

Passed: 2/21/1987

Current Firm

GATEWAY WEALTH PARTNERS, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATEWAY WEALTH PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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