Charles G. Izzo

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CRD#: 1528685

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles George Izzo, who also goes by Charles George Izzo Jr, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Charles George Izzo Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 28, 2005 - October 3, 2016

WESTPARK WEALTH ADVISORS, INC.

RIA

CRD#: 130914

HOUSTON, TX

Past

July 21, 2005 - October 3, 2016

IMS SECURITIES, INC.

CRD#: 35567

HOUSTON, TX

Past

January 2, 2004 - July 15, 2005

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

MARBLE FALLS, TX

Past

October 4, 2000 - December 31, 2003

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

February 18, 1992 - October 25, 2000

D.E. FREY & COMPANY, INC.

CRD#: 23595

DENVER, CO

Past

November 27, 1989 - June 29, 1990

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 25, 1986 - December 7, 1987

HOUSTON INVESTMENT SECURITIES BROKERAGE SERVICES, INC.

CRD#: 18351

Past

July 23, 1986 - December 9, 1986

LIME TRADING CORP

CRD#: 11826

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/5/2004

General Securities Principal Examination

Current Firm

WESTPARK WEALTH ADVISORS, INC.

IMS FINANCIAL ADVISORS, INC. | WESTPARK WEALTH ADVISORS, INC. | WESTPARK WEALTH ADVISORS | WEST PARK WEALTH ADVISORS

CRD#: 130914 / SEC#: 801-63009

RIA

Registered Investment Advisory firm - (4/28/2004 Approved)

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Contact information

Main Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Mailing Address

13111 Westheimer Rd. Suite 475, Houston, TX 77077

Phone number

(713) 266-2993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WESTPARK WEALTH ADVISORS, INC. ADV PART 2A - 2025 FIRM DISCLOSURE BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 229,314,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles G. Izzo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

IMS SECURITIES, INC.

DOMINION INVESTOR SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

D.E. FREY & COMPANY, INC.

LEHMAN BROTHERS INC.

HOUSTON INVESTMENT SECURITIES BROKERAGE SERVICES, INC.

LIME TRADING CORP

Primary Firm SEC Registration

WESTPARK WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/1997

Series 63

Date: 8/4/1986

SIE

Date: 10/3/2016

Series 7

Date: 7/19/1986

Series 24

Date: 6/5/2004

Current Firm

WESTPARK WEALTH ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WESTPARK WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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