Robert P. Roy

MSA FINANCIAL

Braintree, MA 02184-8716

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CRD#: 1528646

Professional summary

Robert Paul Roy is a registered financial advisor currently at MSA FINANCIAL located in Braintree, Massachusetts.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Catherine A Roy Revocable Living Trust Trustee-Trustee on my wife's revocable living trust-Investment Related: No- Start Date: 4/2012 Located at: 20 Buxus Shores Circle; Sandwich, MA 02563 RPR Dorchester St. LLC Manager-Investment Related: No- Start Date: 10/2014-Located at: 90 Route 64 Unit 4A; Sandwich, MA 02563

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Roy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2017 - Present

MSA FINANCIAL

Office #1: 25 Braintree Hill Office Park Suite 303, Braintree, MA 02184-8716

RIA

CRD#: 107768

Braintree, MA

Past

June 14, 2024 - May 19, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Sandwich, MA

Past

June 1, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

Sandwich, MA

Past

July 6, 1999 - June 1, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SANDWICH, MA

Past

September 14, 1992 - June 1, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SANDWICH, MA

Past

August 11, 1989 - September 23, 1992

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

July 23, 1986 - August 29, 1989

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MSA FINANCIAL

MARINO STRAM & ASSOCIATES | MSA FINANCIAL | MARINO, STRAM AND ASSOCIATES LLC

CRD#: 107768 / SEC#: 801-72425

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1986

General Securities Representative Examination

Current Firm

MSA FINANCIAL

MARINO STRAM & ASSOCIATES | MSA FINANCIAL | MARINO, STRAM AND ASSOCIATES LLC

CRD#: 107768 / SEC#: 801-72425

RIA

Registered Investment Advisory firm - (6/13/2011 Approved)

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Contact information

Main Address

25 Braintree Hill Office Park Suite 303, Braintree, MA 02184

Mailing Address

Phone number

(781) 843-3500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARINO STRAM DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (11/18/2025)

Regulatory assets under management

Total Number of Accounts	3,165
AUM (Assets Under Management)	$ 1,168,995,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert P. Roy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Paul Roy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CAPITAL BROKERAGE CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MSA FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/1994

Series 63

Date: 7/29/1986

SIE

Date: 10/1/2018

Series 7

Date: 7/19/1986

Current Firm

MSA FINANCIAL

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MSA FINANCIAL

TRUST BUT VERIFY

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